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CHAPTER 7
SUMMARY AND CONCLUSIONS

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During the Chicago and State Subway Renovation Project, the existing subway station and tunnels were exposed using the cut and cover excavation technique. The excavation extended down into the soft Chicago clay to a depth of 12.2 m. Space limitations presented significant challenges to the project in that the Frances Xavier Warde School is founded on shallow foundations located within 1.3 m of the face of the excavation. Options for providing lateral support of the excavation support system were further restricted by the presence of the subway station and twin subway tubes. To minimize the excavation-related damage to the adjacent school, a stiff excavation support system consisting of a secant pile wall, cross-lot struts, and tiebacks was chosen as the support system. The excavation support system performance data and the building response data obtained from this project were used to evaluate the conditions that led to ground movement-induced damage to the Warde School.

The objectives of this work were to (1) relate excavation and construction activities to the onset of cracking in a structure adjacent to deep excavation in soft Chicago clay, and from this relation, suggest limiting criteria to preclude excavation-related damage to similar buildings, and (2) develop inverse analyses techniques to allow objective updating of finite element predictions of deformations associated with braced excavations.

Based on the results of the monitoring effort and subsequent evaluation of the field performance of the excavation support system, the following conclusions are drawn:

1. The secant pile wall with its combined bracing system provided adequate support for the adjacent, shallow foundation-supported Warde School. As planned in the design, minor cracking occurred to nonload-bearing portions of the school. The maximum settlement observed during the project was 40 mm. Of the maximum settlement, 10 mm occurred during wall installation, 18 mm developed as the soil was excavated and 12 mm occurred during tunnel demolition and station renovation as a result of creep and reduction of wall stiffness. Similar percentages of movement components were observed at other monitored sections. Only about half the movements developed during excavation, indicating when the major design criterion is deformation control, movements associated with wall installation and long-term effects can become a significant portion of the total movements for similar stiff support systems.

2. Settlements extended beyond the secant pile wall a distance approximately equal to the depth of the secant pile wall. The effect of excavation was to cause larger settlements within the affected zone, but not to expand its width. This behavior suggests, for secant pile walls where significant movements occur during its installation, settlements should be normalized by wall depth, rather than be the depth of excavation.

3. Significant excavation-related movements did not occur until the excavation was lowered through the stiff clay crust layer at 5.5 m below grade.

4. In cases where little or no volume change is expected during excavation and when the deformations are small such that localized strains do not develop, excavation-related settlement behind a support wall can be estimated reasonably well from inclinometer data. This is significant because comprehensive survey data are typically not available during construction.

5. When excavating through saturated clays, distortions obtained from inclinometer data can be used to estimate distortions in an adjacent structure when settlement and tiltmeter data are not available. Hence, inclinometer data can be used to monitor and update estimates of the likelihood and the severity of potential cracking to adjacent structures.

Based on the results of the observed responses of the Warde school to the adjacent excavation activities, the following conclusions are drawn:

1. The damage to the school consisted mainly of hairline cracks 300 mm to 500 mm long in non-load bearing walls. Only a few cracks had widths greater than 6 mm. This damage is classified as "slight" according to the Burland et al. (1977) classification.

2. Cracks first were observed at a distortion of approximately 1/920 in a region where the building deformed in a sagging mode. Larger distortions occurred in sagging region than in the hogging zone. Consequently damage to the school, a 3-story reinforced concrete frame with load bearing exterior walls and a stiff floor system, would have been negligible if distortions in the sagging zone were limited to 1/1000.

3. Cracks in the west end of the north foundation wall and north exterior masonry wall were first observed at a distortion of approximately 1/1500 where the school deformed in a hogging mode. While these distortions were smaller than those in the sagging region, they occurred after the distortions reached 1/500 in the sagging zone.

4. Most of the cracking occurred along the west side of the school in the area where distortions were largest, and when the maximum distortions increased from 1/920 to 1/400. This response corresponds to the excavation being advanced from the top of the soft clay layer (at a depth of approximately 5.5 m) to the final depth (at a depth of approximately 12.2 m). Further increases to 1/320 during station renovation and backfill caused little new cracking.

Based on the results of the finite element studies presented herein, the following conclusions are drawn:

1. The inverse modeling procedure in UCODE, when coupled with the commercial finite element code, PLAXIS, is able to provide optimized parameters which when used in finite element simulations of the Chicago-State excavation resulted in quantitatively better computations of deformations.

2. When monitoring data obtained during the installation of the secant pile wall were used as the basis of optimization, the recalibrated model was able to adequately "predict" the magnitude and distribution of lateral wall movements for all subsequent construction stages. These results are significant in that a successful recalibration of the model at an early construction stage positively affected the movement predictions throughout construction.

 

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Last updated: June 18, 2007    © 2005 Infrastructure Technology Institute